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Compliance Analyst - White Plains, NY

Branch ID: 5100

Contact: rachelle.cadet@staffmark.com

Review, analyze and process the Outside Business Activity (OBA) submissions received from the General Offices/Agent.

Coordinate with field management and the General Offices/Agents both verbally and in writing to resolve identified issues

Review Ad hoc reports for business and reconciliation purposes

Assist on other projects and initiatives as needed.

Strong Organizational Skills Required- ability to prioritize multiple tasks and follow through to completion.

Excellent communications (written and verbal) and interpersonal skills required

Must exercise good business judgment and elevate complex issues when necessary.

Must be self-motivated and able to work independently.

Bachelors degree required

Knowledge of Industry/Regulatory requirements preferred.

Series 6, 7, or 24 preferred

Compliance experience preferred

#LI-RC1


Requirements:
10601

Job ID:
89082

Branch ID/Name:
5100

Location:
White Plains, NY

Category:
Legal

Job Type:
Temporary Position
Industry
Legal

Posted:
9/28/2018

Apply for this Position

Compliance Analyst

City, State or Zip Code: White Plains, NY

Position Type: Temporary Position

Date Posted: 9/28/2018