Compliance Analyst - White Plains, NY
Branch ID: 5100
Review, analyze and process the Outside Business Activity (OBA) submissions received from the General Offices/Agent.
Coordinate with field management and the General Offices/Agents both verbally and in writing to resolve identified issues
Review Ad hoc reports for business and reconciliation purposes
Assist on other projects and initiatives as needed.
Strong Organizational Skills Required- ability to prioritize multiple tasks and follow through to completion.
Excellent communications (written and verbal) and interpersonal skills required
Must exercise good business judgment and elevate complex issues when necessary.
Must be self-motivated and able to work independently.
Bachelors degree required
Knowledge of Industry/Regulatory requirements preferred.
Series 6, 7, or 24 preferred
Compliance experience preferred
White Plains, NY
Apply for this Position
City, State or Zip Code: White Plains, NY
Position Type: Temporary Position
Date Posted: 9/28/2018